| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Finloop Finance Limited | Rep | 就证券提供意见 | 2022-06-21 | 2022-07-31 |
| Rep | 提供资产管理 | 2022-06-21 | 2022-07-31 | |
| Rep | 证券交易 | 2020-07-13 | 2022-07-31 | |
| Lion Global Financial Limited | Rep | 证券交易 | 2018-10-08 | 2020-01-19 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2014-08-21 | 2015-11-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2014-08-21 | 2015-11-05 |
| Grand China Securities Limited | Rep | 证券交易 | 2012-08-23 | 2013-08-30 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2011-01-17 | 2014-05-01 |