| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ROOFER SECURITIES LIMITED | RO | 就证券提供意见 | 2024-09-13 | - |
| RO | 证券交易 | 2024-09-13 | - | |
| Roofer Asset Management Limited | RO | 提供资产管理 | 2024-05-21 | - |
| Rep | 提供资产管理 | 2024-04-08 | 2024-05-21 | |
| ROOFER SECURITIES LIMITED | Rep | 就证券提供意见 | 2024-04-08 | 2024-09-13 |
| Rep | 证券交易 | 2024-04-08 | 2024-09-13 | |
| Ark Securities (Hong Kong) Limited | RO | 提供资产管理 | 2015-01-05 | 2024-02-25 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-07-19 | 2024-02-25 |
| Ark Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2003-04-01 | 2006-04-28 |
| Rep | 提供资产管理 | 2003-04-01 | 2015-01-05 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2024-02-25 | |
| Rep | 证券交易 | 2003-04-01 | 2024-02-25 |
已采集记录中暂无金管局登记。