| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2015-11-25 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2015-11-25 | - |
| Ark Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-03-04 | 2015-11-14 |
| Rep | 证券交易 | 2009-09-14 | 2015-11-14 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-09-14 | 2015-11-14 |
已采集记录中暂无金管局登记。