| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | RO | 证券交易 | 2026-07-15 | - |
| CMB International Securities Limited | RO | 证券交易 | 2026-07-15 | - |
| CMB International Global Markets Limited | Rep | 就证券提供意见 | 2022-08-29 | - |
| Rep | 证券交易 | 2021-09-17 | 2026-07-15 | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2017-08-24 | - |
| Rep | 证券交易 | 2017-08-24 | 2026-07-15 | |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2014-12-31 | 2017-07-14 |
| Rep | 提供资产管理 | 2014-12-31 | 2017-07-14 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-10-14 | 2017-07-14 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2014-10-14 | 2017-07-14 |
| Rep | 证券交易 | 2014-10-14 | 2017-07-14 | |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2011-08-11 | 2014-10-03 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-08-11 | 2014-10-03 |
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