| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | 就期货合约提供意见 | 2023-12-29 | - |
| RO | 期货合约交易 | 2023-12-29 | - | |
| XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | RO | 就证券提供意见 | 2023-12-29 | - |
| RO | 提供资产管理 | 2023-12-29 | - | |
| XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 证券交易 | 2023-12-29 | - |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | 就期货合约提供意见 | 2023-12-11 | 2023-12-29 |
| Rep | 期货合约交易 | 2023-12-11 | 2023-12-29 | |
| XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2023-12-11 | 2023-12-29 |
| Rep | 提供资产管理 | 2023-12-11 | 2023-12-29 | |
| XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2023-12-11 | 2023-12-29 |
| Grand Capital Futures Limited | RO | 就期货合约提供意见 | 2020-08-13 | 2023-10-26 |
| RO | 期货合约交易 | 2020-08-13 | 2023-10-26 | |
| Grand Capital Securities Limited | RO | 就证券提供意见 | 2020-08-13 | 2023-10-26 |
| RO | 提供资产管理 | 2020-08-13 | 2023-10-26 | |
| RO | 证券交易 | 2020-08-13 | 2023-10-26 | |
| Ark Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2018-11-19 | 2019-04-19 |
| RO | 就证券提供意见 | 2018-11-19 | 2019-04-19 | |
| RO | 提供资产管理 | 2018-11-19 | 2019-04-19 | |
| RO | 证券交易 | 2018-11-19 | 2019-04-19 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2018-11-19 | 2019-04-19 |
| RO | 期货合约交易 | 2018-11-19 | 2019-04-19 | |
| Ark Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-08-13 | 2018-11-19 |
| Rep | 就证券提供意见 | 2007-08-13 | 2018-11-19 | |
| Rep | 提供资产管理 | 2007-08-13 | 2018-11-19 | |
| Rep | 证券交易 | 2007-08-13 | 2018-11-19 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2007-08-13 | 2018-11-19 |
| Rep | 期货合约交易 | 2007-08-13 | 2018-11-19 |
已采集记录中暂无金管局登记。