| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-04-29 | 2014-01-15 |
| Rep | 提供资产管理 | 2010-04-29 | 2014-01-15 | |
| Rep | 证券交易 | 2010-04-29 | 2014-01-15 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2010-04-29 | 2014-01-15 |
| Rep | 期货合约交易 | 2010-04-29 | 2014-01-15 |