| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Grand Capital Futures Limited | Rep | 就期货合约提供意见 | 2020-06-15 | 2024-12-17 |
| Rep | 期货合约交易 | 2020-06-15 | 2024-12-17 | |
| Grand Capital Securities Limited | Rep | 就证券提供意见 | 2020-06-15 | - |
| Rep | 提供资产管理 | 2020-06-15 | - | |
| Rep | 证券交易 | 2020-06-15 | - | |
| Ark Securities (Hong Kong) Limited | Rep | 提供资产管理 | 2008-11-21 | 2020-05-21 |
| Rep | 就证券提供意见 | 2007-10-03 | 2020-05-21 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2007-10-03 | 2020-05-21 |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2006-06-01 | 2020-05-21 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-06-01 | 2020-05-21 |
已采集记录中暂无金管局登记。