Personnel Hong Kong SFC License Details (ID 81571)

Personnel Hong Kong SFC License Details (ID 81571)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Taiping Securities (HK) Co Limited	Rep	证券交易	2021-06-03	2023-05-02
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	就证券提供意见	2015-06-19	2021-03-29
	Rep	提供资产管理	2015-04-17	2021-03-29
Taiping Securities (HK) Co Limited	Rep	证券交易	2015-04-17	2020-07-15
Ark Securities (Hong Kong) Limited	Rep	就证券提供意见	2011-07-26	2015-03-07
	Rep	证券交易	2011-07-26	2015-03-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2011-07-26	2015-03-07
	Rep	期货合约交易	2011-07-26	2015-03-07
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2009-07-07	2011-04-22
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2009-07-07	2011-04-22