| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AJ Futures Limited | RO | 期货合约交易 | 2024-12-06 | - |
| Rep | 期货合约交易 | 2024-01-18 | 2024-12-06 | |
| RO | 期货合约交易 | 2023-07-06 | 2024-01-18 | |
| AJ Securities Limited | RO | 就证券提供意见 | 2023-07-06 | - |
| RO | 证券交易 | 2021-05-07 | - | |
| AJ Futures Limited | Rep | 期货合约交易 | 2019-08-12 | 2023-07-06 |
| AJ Asset Management Limited | Rep | 提供资产管理 | 2018-11-02 | - |
| AJ Securities Limited | Rep | 就证券提供意见 | 2018-08-02 | 2023-07-06 |
| Rep | 证券交易 | 2017-09-21 | 2021-05-07 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2016-06-22 | 2017-09-05 |
| Ark Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-04-26 | 2016-03-30 |
| Rep | 证券交易 | 2008-08-26 | 2016-03-30 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-08-26 | 2009-05-04 |
已采集记录中暂无金管局登记。