| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hongkong Bay Securities Limited | RO | 证券交易 | 2008-09-16 | 2013-01-25 |
| Rep | 证券交易 | 2006-07-01 | 2008-09-16 | |
| AuVantage Consultancy Limited | Rep | 就机构融资提供意见 | - | 2004-02-24 |
| Rep | 提供资产管理 | - | 2004-02-24 | |
| Rep | 提供证券保证金融资 | - | 2004-02-24 | |
| Rep | 就证券提供意见 | - | 2006-06-30 | |
| Rep | 证券交易 | - | 2006-06-30 | |
| MAGUSTA FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-02-24 |
| Rep | 提供资产管理 | - | 2004-02-24 | |
| Rep | 期货合约交易 | - | 2005-03-17 |