| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | RO | 就证券提供意见 | 2025-09-01 | - |
| RO | 提供资产管理 | 2025-09-01 | - | |
| Rep | 期货合约交易 | 2025-09-01 | - | |
| RO | 证券交易 | 2025-09-01 | - | |
| CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | RO | 提供资产管理 | 2025-06-18 | - |
| CHIEF SECURITIES LIMITED | RO | 提供资产管理 | 2025-06-18 | 2025-08-31 |
| RO | 就证券提供意见 | 2025-04-22 | 2025-08-31 | |
| RO | 证券交易 | 2025-04-22 | 2025-08-31 | |
| CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | Rep | 提供资产管理 | 2025-03-25 | 2025-06-18 |
| CHIEF SECURITIES LIMITED | Rep | 提供资产管理 | 2025-03-25 | 2025-06-18 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2025-03-11 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2025-03-11 | 2025-04-22 |
| Rep | 证券交易 | 2025-03-11 | 2025-04-22 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2022-10-13 | 2025-02-21 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-08-30 | 2025-02-21 |
| Rep | 证券交易 | 2022-08-30 | 2025-02-21 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2019-07-24 | 2022-07-21 |
| RO | 提供资产管理 | 2018-07-20 | 2022-07-21 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | 证券交易 | 2016-11-22 | 2022-07-21 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2016-05-24 | 2018-07-20 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2016-05-24 | 2016-11-22 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2016-05-24 | 2018-05-11 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 提供资产管理 | 2014-01-17 | 2016-05-06 |
| Rep | 期货合约交易 | 2010-01-13 | 2016-05-06 | |
| Rep | 证券交易 | 2009-09-04 | 2016-05-06 |
金管局记录暂时无法加载，请稍后重试。