| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Opus Capital Limited (HK) | RO | 证券交易 | 2025-07-31 | - |
| UZen Securities Limited | RO | 证券交易 | 2023-02-14 | 2024-11-15 |
| Rep | 证券交易 | 2022-11-24 | 2023-02-14 | |
| Opus Capital Limited (HK) | RO | 就机构融资提供意见 | 2015-04-13 | - |
| RO | 证券交易 | 2015-04-13 | 2022-12-10 | |
| Rep | 就机构融资提供意见 | 2015-03-02 | 2015-04-13 | |
| Rep | 证券交易 | 2015-03-02 | 2015-04-13 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就机构融资提供意见 | 2011-06-02 | 2015-01-28 |
| RO | 证券交易 | 2011-06-02 | 2015-01-28 | |
| Rep | 就机构融资提供意见 | 2011-04-28 | 2011-06-02 | |
| Rep | 证券交易 | 2011-04-28 | 2011-06-02 | |
| UOB ASIA (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2008-01-08 | 2011-03-01 |
| RO | 就证券提供意见 | 2008-01-08 | 2011-03-01 | |
| RO | 证券交易 | 2008-01-08 | 2011-03-01 | |
| Rep | 就机构融资提供意见 | 2007-08-21 | 2008-01-08 | |
| Rep | 就证券提供意见 | 2007-08-21 | 2008-01-08 | |
| Rep | 证券交易 | 2007-08-21 | 2008-01-08 |
已采集记录中暂无金管局登记。