| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | RO | 就机构融资提供意见 | 2025-11-28 | - |
| RO | 证券交易 | 2025-11-28 | - | |
| Rep | 就机构融资提供意见 | 2025-05-14 | 2025-11-28 | |
| Rep | 证券交易 | 2025-05-14 | 2025-11-28 | |
| EVER-LONG SECURITIES COMPANY LIMITED | RO | 证券交易 | 2024-01-23 | 2024-12-31 |
| Rep | 证券交易 | 2022-07-04 | 2024-01-23 | |
| RO | 就机构融资提供意见 | 2022-07-04 | 2024-12-31 | |
| Grand Moore Capital Limited | RO | 就机构融资提供意见 | 2018-02-26 | 2022-07-01 |
| Rep | 就机构融资提供意见 | 2018-01-02 | 2018-02-26 | |
| Rep | 证券交易 | 2018-01-02 | 2022-07-01 | |
| VC CAPITAL LIMITED | RO | 就机构融资提供意见 | 2017-07-06 | 2017-12-15 |
| VC BROKERAGE LIMITED | Rep | 证券交易 | 2017-06-22 | 2017-12-15 |
| VC CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-06-22 | 2017-07-06 |
| SOUTH CHINA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2016-07-13 | 2017-04-07 |
| Rep | 就机构融资提供意见 | 2016-04-28 | 2016-07-13 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2016-04-28 | 2017-04-07 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | 2013-04-26 | 2016-01-02 |
| Rep | 就机构融资提供意见 | 2013-03-19 | 2013-04-26 | |
| Rep | 证券交易 | 2013-03-19 | 2016-01-02 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就机构融资提供意见 | 2011-06-30 | 2012-08-21 |
| Rep | 就机构融资提供意见 | 2011-05-25 | 2011-06-30 | |
| Rep | 证券交易 | 2011-05-25 | 2012-08-21 | |
| Mason Securities Limited | RO | 就机构融资提供意见 | 2011-01-21 | 2011-04-30 |
| Rep | 就机构融资提供意见 | 2010-12-02 | 2011-01-21 | |
| Rep | 证券交易 | 2010-12-02 | 2011-04-30 | |
| BOULTON CAPITAL ASIA LIMITED | RO | 就机构融资提供意见 | 2004-09-07 | 2010-11-23 |
| UOB ASIA (HONG KONG) LIMITED | Rep | 证券交易 | 2003-08-18 | 2004-06-04 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-04 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-04 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-04 |
已采集记录中暂无金管局登记。