Tse, Tony Yee Hin 謝宇軒

证监会中央编号:AHY113

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	证券交易	2019-08-15	-
SDIC SECURITIES (HONG KONG) LIMITED	RO	证券交易	2014-10-06	2020-12-28
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	就机构融资提供意见	2014-08-20	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2014-07-31	2014-10-06
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	就机构融资提供意见	2014-07-31	2014-08-20
SINOPAC SECURITIES (ASIA) LIMITED	RO	就机构融资提供意见	2012-12-10	2014-06-30
	RO	证券交易	2012-12-10	2014-06-30
	Rep	就机构融资提供意见	2012-12-03	2012-12-10
	Rep	证券交易	2012-12-03	2012-12-10
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	就机构融资提供意见	2011-06-15	2012-08-31
	RO	证券交易	2011-06-15	2012-08-31
	Rep	就机构融资提供意见	2011-05-17	2011-06-15
	Rep	证券交易	2011-05-17	2011-06-15
Mason Securities Limited	RO	就机构融资提供意见	2011-03-16	2011-04-06
	RO	证券交易	2011-03-16	2011-04-06
	Rep	就机构融资提供意见	2011-01-20	2011-03-16
	Rep	证券交易	2011-01-20	2011-03-16
CHINA EVERBRIGHT CAPITAL LIMITED	RO	就机构融资提供意见	2009-10-08	2010-12-14
	RO	证券交易	2009-10-08	2010-12-14
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	就机构融资提供意见	2009-10-08	2010-12-13
	RO	证券交易	2009-10-08	2010-12-13
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	就机构融资提供意见	2009-08-11	2009-10-08
	Rep	证券交易	2009-08-11	2009-10-08
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	就机构融资提供意见	2009-08-11	2009-10-08
	Rep	证券交易	2009-08-11	2009-10-08
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	就机构融资提供意见	2009-07-24	2009-07-29
	Rep	证券交易	2009-07-24	2009-07-29
UOB ASIA (HONG KONG) LIMITED	RO	就机构融资提供意见	2005-11-24	2008-03-01
	RO	就证券提供意见	2005-11-24	2008-03-01
	RO	证券交易	2005-11-24	2008-03-01
	Rep	就机构融资提供意见	2005-08-03	2005-11-24
	Rep	就证券提供意见	2005-08-03	2005-11-24
	Rep	证券交易	2005-08-03	2005-11-24
DBS ASIA CAPITAL LIMITED	Rep	提供资产管理	2003-04-01	2005-02-15
	Rep	就机构融资提供意见	2003-04-01	2005-07-05
	Rep	就证券提供意见	2003-04-01	2005-07-05
	Rep	证券交易	2003-04-01	2005-07-05

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

金管局记录暂时无法加载，请稍后重试。

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	证券交易	2019-08-15	-
SDIC SECURITIES (HONG KONG) LIMITED	RO	证券交易	2014-10-06	2020-12-28
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	就机构融资提供意见	2014-08-20	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2014-07-31	2014-10-06
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	就机构融资提供意见	2014-07-31	2014-08-20
SINOPAC SECURITIES (ASIA) LIMITED	RO	就机构融资提供意见	2012-12-10	2014-06-30
	RO	证券交易	2012-12-10	2014-06-30
	Rep	就机构融资提供意见	2012-12-03	2012-12-10
	Rep	证券交易	2012-12-03	2012-12-10
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	就机构融资提供意见	2011-06-15	2012-08-31
	RO	证券交易	2011-06-15	2012-08-31
	Rep	就机构融资提供意见	2011-05-17	2011-06-15
	Rep	证券交易	2011-05-17	2011-06-15
Mason Securities Limited	RO	就机构融资提供意见	2011-03-16	2011-04-06
	RO	证券交易	2011-03-16	2011-04-06
	Rep	就机构融资提供意见	2011-01-20	2011-03-16
	Rep	证券交易	2011-01-20	2011-03-16
CHINA EVERBRIGHT CAPITAL LIMITED	RO	就机构融资提供意见	2009-10-08	2010-12-14
	RO	证券交易	2009-10-08	2010-12-14
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	就机构融资提供意见	2009-10-08	2010-12-13
	RO	证券交易	2009-10-08	2010-12-13
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	就机构融资提供意见	2009-08-11	2009-10-08
	Rep	证券交易	2009-08-11	2009-10-08
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	就机构融资提供意见	2009-08-11	2009-10-08
	Rep	证券交易	2009-08-11	2009-10-08
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	就机构融资提供意见	2009-07-24	2009-07-29
	Rep	证券交易	2009-07-24	2009-07-29
UOB ASIA (HONG KONG) LIMITED	RO	就机构融资提供意见	2005-11-24	2008-03-01
	RO	就证券提供意见	2005-11-24	2008-03-01
	RO	证券交易	2005-11-24	2008-03-01
	Rep	就机构融资提供意见	2005-08-03	2005-11-24
	Rep	就证券提供意见	2005-08-03	2005-11-24
	Rep	证券交易	2005-08-03	2005-11-24
DBS ASIA CAPITAL LIMITED	Rep	提供资产管理	2003-04-01	2005-02-15
	Rep	就机构融资提供意见	2003-04-01	2005-07-05
	Rep	就证券提供意见	2003-04-01	2005-07-05
	Rep	证券交易	2003-04-01	2005-07-05

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

金管局记录暂时无法加载，请稍后重试。