| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2026-10-27 | - |
| RO | 证券交易 | 2026-10-27 | - | |
| Rep | 就机构融资提供意见 | 2026-08-31 | 2026-10-27 | |
| Rep | 证券交易 | 2026-08-31 | 2026-10-27 | |
| Zijing Capital Limited | RO | 就机构融资提供意见 | 2023-05-10 | 2026-08-05 |
| RO | 证券交易 | 2023-05-10 | 2026-08-05 | |
| Rep | 就机构融资提供意见 | 2023-04-06 | 2023-05-10 | |
| Rep | 证券交易 | 2023-04-06 | 2023-05-10 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 证券交易 | 2015-02-25 | 2022-09-29 |
| Rep | 证券交易 | 2013-02-05 | 2015-02-25 | |
| RO | 就机构融资提供意见 | 2013-01-09 | 2022-09-29 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2012-10-18 | 2013-01-15 |
| Rep | 证券交易 | 2012-10-18 | 2013-01-15 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就机构融资提供意见 | 2011-08-08 | 2012-08-21 |
| Rep | 证券交易 | 2011-08-08 | 2012-08-21 | |
| KGI CAPITAL ASIA LIMITED | Rep | 证券交易 | 2008-01-21 | 2011-07-24 |
| Rep | 就机构融资提供意见 | 2004-04-30 | 2011-07-24 | |
| Rep | 就证券提供意见 | 2004-04-30 | 2011-07-24 |
已采集记录中暂无金管局登记。