| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QUAM ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2024-08-02 | - |
| Rep | 提供资产管理 | 2023-12-27 | - | |
| Raffles Assets Management (HK) Co. Limited | Rep | 提供资产管理 | 2022-08-26 | 2023-08-17 |
| Kaisa Financial Group Company Limited | Rep | 证券交易 | 2021-08-09 | 2021-10-28 |
| Kaisa Asset Management Limited | Rep | 就证券提供意见 | 2021-07-05 | 2021-10-28 |
| AMBER HILL CAPITAL LIMITED | Rep | 就证券提供意见 | 2020-07-20 | 2021-04-01 |
| Kaisa Asset Management Limited | Rep | 就证券提供意见 | 2019-03-19 | 2020-04-30 |
| Kaisa Financial Group Company Limited | Rep | 证券交易 | 2019-03-19 | 2020-04-30 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就机构融资提供意见 | 2011-06-22 | 2012-03-31 |
| Rep | 证券交易 | 2011-04-14 | 2012-03-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-06-23 | 2009-05-16 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-06-23 | 2009-05-16 |
金管局记录暂时无法加载，请稍后重试。