Personnel Hong Kong SFC License Details (ID 81786)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
TradeGo Markets Limited	RO	提供自动化交易服务	2023-02-16	2023-07-26
	RO	证券交易	2023-02-16	2023-07-26
CHINA GLORY SECURITIES COMPANY LIMITED	RO	期货合约交易	2021-07-22	2022-02-26
	RO	证券交易	2021-07-22	2022-02-26
GRAND FU INTERNATIONAL SECURITIES LIMITED	RO	期货合约交易	2020-01-03	2021-06-21
	RO	证券交易	2020-01-03	2021-06-21
Hang Tai Asset Management Limited	RO	就期货合约提供意见	2020-01-03	2021-06-21
	RO	就证券提供意见	2020-01-03	2021-06-21
GRAND FU INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2019-12-23	2020-01-03
PARCHMENT INVESTMENT LIMITED	RO	证券交易	2018-10-08	2019-06-06
AIF Securities Limited	RO	就期货合约提供意见	2017-10-12	2018-07-12
	RO	期货合约交易	2017-10-12	2018-07-12
	RO	证券交易	2017-10-12	2018-07-12
	Rep	就期货合约提供意见	2017-09-05	2017-10-12
	Rep	期货合约交易	2017-09-05	2017-10-12
	Rep	证券交易	2017-09-05	2017-10-12
YUE XIU FUTURES COMPANY LIMITED	Rep	就期货合约提供意见	2015-12-30	2017-08-18
	Rep	期货合约交易	2015-12-30	2017-08-18
YUE XIU SECURITIES COMPANY LIMITED	RO	就期货合约提供意见	2015-12-30	2017-08-18
	RO	期货合约交易	2015-12-30	2017-08-18
	Rep	证券交易	2015-08-25	2017-08-18
China Securities (International) Brokerage Company Limited	RO	就期货合约提供意见	2015-02-27	2015-08-10
	RO	期货合约交易	2015-02-27	2015-08-10
	Rep	就期货合约提供意见	2014-11-20	2015-02-27
	Rep	期货合约交易	2014-11-20	2015-02-27
	Rep	证券交易	2013-12-20	2015-08-10
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2012-11-01	2013-12-09
Guotai Junan FX Limited	Rep	杠杆式外汇交易	2011-07-13	2013-12-09
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2011-05-06	2013-12-09
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2009-09-25	2011-04-02
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2009-09-25	2011-04-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	杠杆式外汇交易	2008-07-31	2008-08-30
	Rep	期货合约交易	2008-06-12	2008-08-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-06-12	2008-08-30

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