| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-02-02 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-01-16 | - |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | 2005-05-06 | 2006-01-13 |
| TSE'S SECURITIES LIMITED | Rep | 证券交易 | 2004-09-13 | 2006-01-13 |