Lau, Ka Fung Adrian 劉家灃
证监会中央编号:AXU722
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PERPETUUM WEALTH MANAGEMENT LIMITED | RO | 就证券提供意见 | 2022-09-21 | - |
| RO | 提供资产管理 | 2022-09-21 | - | |
| Rep | 就证券提供意见 | 2022-08-22 | 2022-09-21 | |
| Rep | 提供资产管理 | 2022-08-22 | 2022-09-21 | |
| Risen Family Office Limited | RO | 就证券提供意见 | 2020-06-23 | 2022-08-19 |
| RO | 提供资产管理 | 2020-06-23 | 2022-08-19 | |
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2018-04-12 | 2020-06-05 |
| Rep | 提供资产管理 | 2018-04-12 | 2020-06-05 | |
| Pamirs Capital (H.K.) Limited | Rep | 就证券提供意见 | 2017-05-31 | 2017-12-09 |
| Rep | 提供资产管理 | 2017-05-31 | 2017-12-09 | |
| Rep | 证券交易 | 2017-05-31 | 2017-12-09 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-05-19 | 2017-05-20 |
| Rep | 提供资产管理 | 2016-05-19 | 2017-05-20 | |
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2012-04-19 | 2014-12-17 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-08-04 | 2014-12-17 |