| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SILVERBRICKS SECURITIES COMPANY LIMITED | RO | 期货合约交易 | 2021-04-08 | - |
| Rep | 期货合约交易 | 2021-01-29 | 2021-04-08 | |
| Rep | 证券交易 | 2020-09-22 | 2026-09-08 | |
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2011-03-28 | 2020-08-31 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-12-30 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-30 | |
| Rep | 期货合约交易 | 2003-04-01 | 2020-08-31 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-30 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-12-30 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-30 | |
| Rep | 证券交易 | 2003-04-01 | 2020-08-31 |