| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2023-05-10 | - |
| Guotai Junan FX Limited | RO | 杠杆式外汇交易 | 2023-05-10 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2018-09-03 | - |
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2011-03-28 | 2023-05-10 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-09-22 | 2018-09-03 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-09-22 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2007-05-21 | 2008-09-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-05-21 | 2008-09-20 |