Yeung, Tze Fung 楊子峰

证监会中央编号:ACS539

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	RO	就期货合约提供意见	2022-05-25	2026-09-19
	RO	期货合约交易	2012-05-22	2026-09-19
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	证券交易	2012-05-22	2026-09-19
Guotai Junan FX Limited	RO	杠杆式外汇交易	2010-10-21	2026-09-19
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-17	2012-05-22
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2010-01-19	2012-05-22
Public Securities Limited	Rep	证券交易	2009-12-18	2010-01-09
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	RO	就期货合约提供意见	2009-10-28	2009-11-01
	RO	期货合约交易	2009-10-28	2009-11-01
	RO	证券交易	2009-10-28	2009-11-01
	Rep	就期货合约提供意见	2009-10-08	2009-10-28
	Rep	期货合约交易	2009-10-08	2009-10-28
	Rep	证券交易	2009-10-08	2009-10-28
Yuanta Asia Investment (Hong Kong) Limited	RO	杠杆式外汇交易	2008-07-14	2009-09-18
	RO	证券交易	2007-01-26	2009-09-18
	RO	就期货合约提供意见	2006-07-20	2009-09-18
	RO	期货合约交易	2006-07-20	2009-09-18
	Rep	期货合约交易	2006-05-11	2006-07-20
CELESTIAL SECURITIES LIMITED	RO	杠杆式外汇交易	2004-03-13	2006-03-20
CELESTIAL COMMODITIES LIMITED	RO	就期货合约提供意见	2003-04-01	2003-08-08
	RO	提供资产管理	2003-04-01	2003-08-08
	RO	提供自动化交易服务	2003-04-01	2004-03-02
	RO	期货合约交易	2003-04-01	2006-03-20
CELESTIAL SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-08-08
	Rep	就证券提供意见	2003-04-01	2003-08-08
	Rep	提供资产管理	2003-04-01	2003-08-08
	Rep	提供自动化交易服务	2003-04-01	2004-02-19
	Rep	证券交易	2003-04-01	2004-03-13

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	RO	就期货合约提供意见	2022-05-25	2026-09-19
	RO	期货合约交易	2012-05-22	2026-09-19
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	证券交易	2012-05-22	2026-09-19
Guotai Junan FX Limited	RO	杠杆式外汇交易	2010-10-21	2026-09-19
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-17	2012-05-22
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2010-01-19	2012-05-22
Public Securities Limited	Rep	证券交易	2009-12-18	2010-01-09
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	RO	就期货合约提供意见	2009-10-28	2009-11-01
	RO	期货合约交易	2009-10-28	2009-11-01
	RO	证券交易	2009-10-28	2009-11-01
	Rep	就期货合约提供意见	2009-10-08	2009-10-28
	Rep	期货合约交易	2009-10-08	2009-10-28
	Rep	证券交易	2009-10-08	2009-10-28
Yuanta Asia Investment (Hong Kong) Limited	RO	杠杆式外汇交易	2008-07-14	2009-09-18
	RO	证券交易	2007-01-26	2009-09-18
	RO	就期货合约提供意见	2006-07-20	2009-09-18
	RO	期货合约交易	2006-07-20	2009-09-18
	Rep	期货合约交易	2006-05-11	2006-07-20
CELESTIAL SECURITIES LIMITED	RO	杠杆式外汇交易	2004-03-13	2006-03-20
CELESTIAL COMMODITIES LIMITED	RO	就期货合约提供意见	2003-04-01	2003-08-08
	RO	提供资产管理	2003-04-01	2003-08-08
	RO	提供自动化交易服务	2003-04-01	2004-03-02
	RO	期货合约交易	2003-04-01	2006-03-20
CELESTIAL SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-08-08
	Rep	就证券提供意见	2003-04-01	2003-08-08
	Rep	提供资产管理	2003-04-01	2003-08-08
	Rep	提供自动化交易服务	2003-04-01	2004-02-19
	Rep	证券交易	2003-04-01	2004-03-13