| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PACIFIC ALPHA SECURITIES LIMITED | RO | 提供资产管理 | 2025-11-17 | - |
| RO | 就证券提供意见 | 2023-12-15 | - | |
| RO | 证券交易 | 2023-12-15 | - | |
| ABCI Securities Company Limited | RO | 证券交易 | 2019-06-11 | 2021-06-04 |
| Rep | 证券交易 | 2018-12-19 | 2019-06-11 | |
| Tongfang Securities Limited | RO | 证券交易 | 2017-11-23 | 2018-11-30 |
| Rep | 证券交易 | 2017-09-29 | 2017-11-23 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2013-11-18 | 2017-07-14 |
| Rep | 证券交易 | 2010-06-14 | 2013-11-18 |