| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-03-24 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-10-20 | - |
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2013-06-10 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-09-11 | - |
| NATIONAL ASSET MANAGEMENT LIMITED (HK) | Rep | 提供资产管理 | 2007-09-06 | 2008-01-23 |
| GT ASSET MANAGEMENT LIMITED (d2015-03-13) | Rep | 提供资产管理 | 2006-11-21 | 2007-07-11 |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 提供资产管理 | 2004-11-11 | 2006-11-11 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-09-10 | 2006-11-11 |