| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-11-05 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-11-05 | - |
| Rep | 证券交易 | 2011-07-04 | - | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-02-16 | 2011-06-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-11-06 | 2011-06-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-11-06 | 2011-06-16 |