Lee, Yat Chun (SFC:API186) 李逸俊

证监会中央编号:API186

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2021-06-24	-
	RO	提供资产管理	2021-06-24	-
	RO	证券交易	2021-06-24	-
	Rep	证券交易	2021-02-19	2021-06-24
	Rep	就证券提供意见	2021-01-29	2021-06-24
	Rep	提供资产管理	2021-01-29	2021-06-24
ABCI ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2015-02-10	2021-01-08
	RO	提供资产管理	2015-02-10	2021-01-08
	Rep	就证券提供意见	2014-05-30	2015-02-10
	Rep	提供资产管理	2014-05-30	2015-02-10
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	RO	提供资产管理	2013-03-22	2014-05-16
	Rep	提供资产管理	2012-11-16	2013-03-22
	Rep	就证券提供意见	2012-11-16	2014-05-16
	Rep	证券交易	2012-11-16	2014-05-16
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	提供资产管理	2012-04-10	2014-05-16
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	就期货合约提供意见	2011-04-07	2012-03-13
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	就期货合约提供意见	2011-04-07	2012-03-13
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	证券交易	2011-04-07	2012-03-13
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	就证券提供意见	2010-11-24	2012-03-13
	Rep	提供资产管理	2010-11-24	2012-03-13
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2010-11-24	2012-03-13
	Rep	提供资产管理	2010-11-24	2012-03-13
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	就证券提供意见	2010-11-24	2012-03-13
	Rep	提供资产管理	2010-11-24	2012-03-13
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	就证券提供意见	2010-07-28	2010-10-31
	Rep	提供资产管理	2010-07-28	2010-10-31
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2009-08-10	2010-07-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2009-08-10	2010-07-10
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2009-04-14	2010-07-10
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	就证券提供意见	2009-04-14	2010-07-10
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2008-05-03	2010-07-10
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	提供资产管理	2008-05-03	2010-07-10
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	证券交易	2007-08-01	2008-02-11

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2021-06-24	-
	RO	提供资产管理	2021-06-24	-
	RO	证券交易	2021-06-24	-
	Rep	证券交易	2021-02-19	2021-06-24
	Rep	就证券提供意见	2021-01-29	2021-06-24
	Rep	提供资产管理	2021-01-29	2021-06-24
ABCI ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2015-02-10	2021-01-08
	RO	提供资产管理	2015-02-10	2021-01-08
	Rep	就证券提供意见	2014-05-30	2015-02-10
	Rep	提供资产管理	2014-05-30	2015-02-10
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	RO	提供资产管理	2013-03-22	2014-05-16
	Rep	提供资产管理	2012-11-16	2013-03-22
	Rep	就证券提供意见	2012-11-16	2014-05-16
	Rep	证券交易	2012-11-16	2014-05-16
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	提供资产管理	2012-04-10	2014-05-16
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	就期货合约提供意见	2011-04-07	2012-03-13
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	就期货合约提供意见	2011-04-07	2012-03-13
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	证券交易	2011-04-07	2012-03-13
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	就证券提供意见	2010-11-24	2012-03-13
	Rep	提供资产管理	2010-11-24	2012-03-13
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2010-11-24	2012-03-13
	Rep	提供资产管理	2010-11-24	2012-03-13
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	就证券提供意见	2010-11-24	2012-03-13
	Rep	提供资产管理	2010-11-24	2012-03-13
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	就证券提供意见	2010-07-28	2010-10-31
	Rep	提供资产管理	2010-07-28	2010-10-31
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2009-08-10	2010-07-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2009-08-10	2010-07-10
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2009-04-14	2010-07-10
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	就证券提供意见	2009-04-14	2010-07-10
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2008-05-03	2010-07-10
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	提供资产管理	2008-05-03	2010-07-10
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	证券交易	2007-08-01	2008-02-11