Yip, Wai Yan (SFC:AXZ867) 葉渭茵
证监会中央编号:AXZ867
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Pinnacle Investment Management Limited | RO | 提供资产管理 | 2026-09-10 | - |
| Rep | 提供资产管理 | 2025-01-14 | 2026-09-10 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2019-03-08 | 2024-11-24 |
| Rep | 提供资产管理 | 2019-03-08 | 2024-11-24 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2019-03-08 | 2024-11-24 |
| Wonder Capital Group Limited | RO | 就证券提供意见 | 2018-04-11 | 2019-02-28 |
| RO | 证券交易 | 2018-04-11 | 2019-02-28 | |
| RO | 提供资产管理 | 2018-01-12 | 2019-02-28 | |
| Rep | 提供资产管理 | 2017-11-20 | 2018-01-12 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期货合约提供意见 | 2016-06-07 | 2017-11-07 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2016-06-07 | 2017-11-07 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 证券交易 | 2016-06-07 | 2017-11-07 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2012-10-19 | 2017-11-07 |
| Rep | 提供资产管理 | 2012-10-19 | 2017-11-07 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-10-19 | 2017-11-07 |
| Rep | 提供资产管理 | 2012-10-19 | 2017-11-07 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就证券提供意见 | 2012-10-19 | 2017-11-07 |
| Rep | 提供资产管理 | 2012-10-19 | 2017-11-07 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-11-07 | 2012-10-08 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-09-07 | 2012-10-08 |