| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Futures International Company Limited | Rep | 期货合约交易 | 2022-10-19 | - |
| CITIC CFI Securities Company Limited | Rep | 就证券提供意见 | 2022-05-30 | - |
| Rep | 证券交易 | 2022-05-30 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2020-06-12 | 2021-04-01 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-06-22 | 2014-06-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2011-06-22 | 2012-02-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-04-21 | 2014-06-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-04-21 | 2019-02-14 |
已采集记录中暂无金管局登记。