Lee, Yiu Wing 李耀榮
证监会中央编号:ABN714
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ALLIANCE PARTNERS CAPITAL LIMITED (b2018-02-01) | Rep | 提供资产管理 | 2025-11-04 | - |
| Rep | 就证券提供意见 | 2025-04-22 | - | |
| Rep | 证券交易 | 2025-04-22 | - | |
| VICTORY SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2022-01-11 | 2024-10-01 |
| RO | 证券交易 | 2022-01-11 | 2024-10-01 | |
| Rep | 就证券提供意见 | 2022-01-03 | 2022-01-11 | |
| Rep | 证券交易 | 2022-01-03 | 2022-01-11 | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2019-08-09 | 2021-10-03 |
| Rep | 证券交易 | 2019-08-09 | 2021-10-03 | |
| OnePlatform Securities Limited | Rep | 就证券提供意见 | 2018-05-21 | 2019-03-25 |
| RO | 证券交易 | 2018-03-07 | 2019-03-25 | |
| Rep | 证券交易 | 2018-03-06 | 2018-03-07 | |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 期货合约交易 | 2017-02-13 | 2017-09-30 |
| RO | 证券交易 | 2017-02-13 | 2017-09-30 | |
| Tung Shing Futures (Brokers) Limited | RO | 期货合约交易 | 2013-03-11 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | RO | 证券交易 | 2013-03-11 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2013-01-24 | 2013-03-11 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2013-01-24 | 2013-03-11 |
| iBest Consultants Limited | RO | 证券交易 | 2008-04-15 | 2012-12-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2006-04-27 | 2012-12-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2003-08-14 |
| RO | 提供资产管理 | 2003-04-01 | 2003-08-14 | |
| RO | 提供自动化交易服务 | 2003-04-01 | 2003-08-14 | |
| RO | 就证券提供意见 | 2003-04-01 | 2012-12-01 | |
| RO | 证券交易 | 2003-04-01 | 2012-12-01 | |
| iBest Securities Company Limited | RO | 就机构融资提供意见 | 2003-04-01 | 2003-08-14 |
| RO | 就证券提供意见 | 2003-04-01 | 2003-08-14 | |
| RO | 提供资产管理 | 2003-04-01 | 2003-08-14 | |
| RO | 证券交易 | 2003-04-01 | 2012-12-01 |