| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WK SECURITIES LIMITED | RO | 就证券提供意见 | 2018-09-07 | - |
| RO | 证券交易 | 2018-09-07 | - | |
| WK FUND MANAGEMENT LIMITED | RO | 就证券提供意见 | 2018-04-11 | - |
| RO | 提供资产管理 | 2018-04-11 | - | |
| HALCYON SECURITIES LIMITED | RO | 提供资产管理 | 2016-05-25 | 2017-12-29 |
| RO | 证券交易 | 2016-02-15 | 2017-12-29 | |
| Rep | 证券交易 | 2015-08-12 | 2016-02-15 | |
| Rep | 就证券提供意见 | 2015-08-12 | 2017-12-29 | |
| Rep | 期货合约交易 | 2015-08-12 | 2017-12-29 | |
| iBest Consultants Limited | RO | 提供资产管理 | 2014-03-19 | 2015-08-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-06-21 | 2015-08-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2013-06-21 | 2015-08-01 |
| iBest Consultants Limited | Rep | 期货合约交易 | 2012-05-15 | 2015-08-01 |
| Rep | 证券交易 | 2009-11-23 | 2015-08-01 | |
| Rep | 提供资产管理 | 2009-11-05 | 2014-03-19 | |
| Rep | 就证券提供意见 | 2009-11-05 | 2015-08-01 | |
| Broadway Wealth Management Limited | RO | 就证券提供意见 | 2007-09-06 | 2009-07-11 |
| RO | 提供资产管理 | 2007-09-06 | 2009-07-11 | |
| Rep | 提供资产管理 | 2006-09-21 | 2007-09-06 | |
| Rep | 就证券提供意见 | 2006-08-15 | 2007-09-06 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就证券提供意见 | 2004-06-28 | 2005-03-30 |
已采集记录中暂无金管局登记。