| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2013-08-14 | 2014-03-01 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-08-14 | 2014-03-01 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2013-06-11 | 2014-03-01 |
| iBest Consultants Limited | Rep | 就证券提供意见 | 2010-02-18 | 2012-02-17 |
| Rep | 证券交易 | 2010-02-18 | 2012-02-17 |