| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2019-12-30 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2014-10-20 | 2015-06-13 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2014-10-20 | 2015-06-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-06-11 | 2014-08-17 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-06-11 | 2014-08-17 |