Au, Tat Sang 區達生

证监会中央编号:ACW368

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SINOPAC SECURITIES (ASIA) LIMITED	RO	提供资产管理	2022-10-13	-
	Rep	就证券提供意见	2017-02-13	-
	RO	期货合约交易	2017-02-13	-
	RO	证券交易	2017-02-13	-
	Rep	提供资产管理	2017-02-13	2022-10-13
Tung Shing Futures (Brokers) Limited	RO	期货合约交易	2016-10-11	2017-02-12
Tung Shing Securities (Brokers) Limited	RO	证券交易	2016-10-11	2017-02-12
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2013-05-21	2017-02-12
SINOPAC FUTURES (ASIA) LIMITED	Rep	期货合约交易	2011-10-31	2014-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2011-10-31	2017-02-12
	Rep	提供资产管理	2011-10-31	2017-02-12
	Rep	证券交易	2011-10-31	2017-02-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2010-09-22	2011-10-05
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2010-04-15	2011-10-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2010-04-15	2011-10-05
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	期货合约交易	2008-09-08	2011-05-03
	Rep	证券交易	2008-09-08	2011-05-03
BOCI SECURITIES LIMITED	Rep	期货合约交易	2005-10-13	2008-07-01
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2004-10-21	2008-07-01
BOCI SECURITIES LIMITED	Rep	证券交易	2004-10-21	2008-07-01
TIS SECURITIES (HK) LIMITED	Rep	就证券提供意见	2003-04-01	2004-02-09
	Rep	提供自动化交易服务	2003-04-01	2004-02-09
	Rep	证券交易	2003-04-01	2004-02-09
	Rep	就机构融资提供意见	2003-04-01	2004-10-07
	Rep	提供资产管理	2003-04-01	2004-10-07

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SINOPAC SECURITIES (ASIA) LIMITED	RO	提供资产管理	2022-10-13	-
	Rep	就证券提供意见	2017-02-13	-
	RO	期货合约交易	2017-02-13	-
	RO	证券交易	2017-02-13	-
	Rep	提供资产管理	2017-02-13	2022-10-13
Tung Shing Futures (Brokers) Limited	RO	期货合约交易	2016-10-11	2017-02-12
Tung Shing Securities (Brokers) Limited	RO	证券交易	2016-10-11	2017-02-12
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2013-05-21	2017-02-12
SINOPAC FUTURES (ASIA) LIMITED	Rep	期货合约交易	2011-10-31	2014-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2011-10-31	2017-02-12
	Rep	提供资产管理	2011-10-31	2017-02-12
	Rep	证券交易	2011-10-31	2017-02-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2010-09-22	2011-10-05
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2010-04-15	2011-10-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2010-04-15	2011-10-05
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	期货合约交易	2008-09-08	2011-05-03
	Rep	证券交易	2008-09-08	2011-05-03
BOCI SECURITIES LIMITED	Rep	期货合约交易	2005-10-13	2008-07-01
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2004-10-21	2008-07-01
BOCI SECURITIES LIMITED	Rep	证券交易	2004-10-21	2008-07-01
TIS SECURITIES (HK) LIMITED	Rep	就证券提供意见	2003-04-01	2004-02-09
	Rep	提供自动化交易服务	2003-04-01	2004-02-09
	Rep	证券交易	2003-04-01	2004-02-09
	Rep	就机构融资提供意见	2003-04-01	2004-10-07
	Rep	提供资产管理	2003-04-01	2004-10-07