| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED | RO | 就机构融资提供意见 | 2022-04-21 | - |
| Rep | 就机构融资提供意见 | 2020-06-29 | 2022-04-21 | |
| DRACO CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2019-02-18 | 2020-05-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2011-05-26 | 2018-12-28 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-01-27 | 2018-12-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-01-27 | 2018-12-28 |