Personnel Hong Kong SFC License Details (ID 82082)

Personnel Hong Kong SFC License Details (ID 82082)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	2024-03-28
	Rep	证券交易	2017-06-29	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2017-06-29	2024-03-28
SDIC SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2012-10-03	2016-12-31
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-10-03	2016-12-31
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2010-04-15	2012-09-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2010-04-15	2012-09-29
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	期货合约交易	2008-10-09	2011-05-03
	Rep	证券交易	2008-10-09	2011-05-03
CES Commodities (HK) Limited	Rep	就期货合约提供意见	-	2003-11-14
	Rep	提供资产管理	-	2003-11-14
	Rep	期货合约交易	-	2008-10-01
CES Forex (HK) Limited	Rep	杠杆式外汇交易	-	2008-10-01
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	-	2003-07-07
	Rep	就机构融资提供意见	-	2003-11-14
	Rep	就证券提供意见	-	2003-11-14
	Rep	提供资产管理	-	2003-11-14
	Rep	证券交易	-	2008-10-01