| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2021-03-11 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2021-03-11 | - |
| Mason Securities Limited | Rep | 提供资产管理 | 2020-07-13 | 2021-03-05 |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2020-03-26 | 2021-03-05 |
| RO | 证券交易 | 2020-03-26 | 2021-03-05 | |
| Mason Securities Limited | RO | 就证券提供意见 | 2020-03-26 | 2021-03-05 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | 就期货合约提供意见 | 2020-03-26 | 2021-03-05 |
| RO | 期货合约交易 | 2020-03-26 | 2021-03-05 | |
| Mason Securities Limited | RO | 证券交易 | 2019-11-27 | 2021-03-05 |
| Rep | 证券交易 | 2019-07-16 | 2019-11-27 | |
| Rep | 就证券提供意见 | 2019-07-16 | 2020-03-26 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2019-07-16 | 2020-03-26 |
| Rep | 期货合约交易 | 2019-07-16 | 2020-03-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-01-28 | 2019-06-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-14 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-14 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-10-14 | |
| Rep | 期货合约交易 | 2003-04-01 | 2019-06-25 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-29 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-29 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-29 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-14 | |
| Rep | 证券交易 | 2003-04-01 | 2019-06-25 |
已采集记录中暂无金管局登记。