| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2026-03-05 | - |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2025-09-19 | - |
| Ninth Eternity Securities Asia Limited | Rep | 就证券提供意见 | 2022-04-14 | 2022-12-31 |
| Rep | 证券交易 | 2022-04-14 | 2022-12-31 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2012-06-26 | 2021-05-14 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-06-26 | 2021-05-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-04-15 | 2012-06-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-04-15 | 2012-06-09 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 期货合约交易 | 2009-05-19 | 2011-05-03 |
| Rep | 证券交易 | 2008-10-22 | 2011-05-03 |
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