| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2021-04-01 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2021-04-01 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2012-04-23 | 2020-01-23 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2007-02-27 | 2021-03-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2003-06-20 | 2021-03-23 |
| VICTORFIELD SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-19 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-19 |