| HAITONG INTERNATIONAL FUTURES LIMITED | RO | 就期货合约提供意见 | 2018-05-29 | 2022-05-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 杠杆式外汇交易 | 2016-12-01 | 2020-02-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2012-08-08 | 2022-05-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 证券交易 | 2012-08-08 | 2022-05-31 |
| Rep | 杠杆式外汇交易 | 2004-11-24 | 2016-12-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-08-13 |
| Rep | 提供资产管理 | - | 2003-08-13 |
| Rep | 提供自动化交易服务 | - | 2003-08-13 |
| Rep | 期货合约交易 | - | 2012-08-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-08-13 |
| Rep | 就证券提供意见 | - | 2003-08-13 |
| Rep | 提供资产管理 | - | 2003-08-13 |
| Rep | 提供自动化交易服务 | - | 2003-08-13 |
| Rep | 证券交易 | - | 2012-08-08 |