| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2017-09-22 | - |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2017-09-22 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2009-10-16 | 2017-09-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-08-14 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-14 | |
| Rep | 期货合约交易 | 2003-04-01 | 2017-09-15 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-14 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-14 | |
| Rep | 证券交易 | 2003-04-01 | 2017-09-15 |
已采集记录中暂无金管局登记。