| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WK FUND MANAGEMENT LIMITED | RO | 就证券提供意见 | 2020-09-25 | - |
| RO | 提供资产管理 | 2020-09-25 | - | |
| Rep | 提供资产管理 | 2019-01-07 | 2020-09-25 | |
| WK SECURITIES LIMITED | RO | 就证券提供意见 | 2018-04-03 | - |
| RO | 证券交易 | 2017-10-13 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2010-11-17 | 2017-08-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-02-01 | 2017-08-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-02-01 | 2017-08-15 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2008-12-19 | 2010-01-15 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2008-04-02 | 2010-01-15 |