Personnel Hong Kong SFC License Details (ID 82119)

Personnel Hong Kong SFC License Details (ID 82119)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2025-12-29	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2025-12-29	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2016-07-01	2025-11-26
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2015-03-16	2025-11-26
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2015-02-12	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2015-02-12	2016-06-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2013-03-19	2013-05-03
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2013-03-19	2013-05-03
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2013-03-19	2013-05-03
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2006-10-05	2013-03-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2004-12-09	2013-03-12