Personnel Hong Kong SFC License Details (ID 82121)

Personnel Hong Kong SFC License Details (ID 82121)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
GLOBAL MASTERMIND FUTURES LIMITED	Rep	期货合约交易	2019-01-02	2019-07-24
GLOBAL MASTERMIND SECURITIES LIMITED	Rep	证券交易	2019-01-02	2019-07-24
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2017-05-29	2018-10-16
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2017-05-29	2018-10-16
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	2012-09-05	2013-09-11
	Rep	期货合约交易	2012-09-05	2014-06-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2012-09-05	2013-09-11
	Rep	证券交易	2012-09-05	2014-06-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	2011-05-03	2012-03-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2011-05-03	2012-03-31
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2011-03-30	2012-03-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2011-03-30	2012-03-31