| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2015-11-23 | - |
| RO | 证券交易 | 2015-11-23 | - | |
| Rep | 就证券提供意见 | 2015-03-20 | 2015-11-23 | |
| Rep | 证券交易 | 2015-03-20 | 2015-11-23 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 证券交易 | 2014-04-10 | 2015-03-07 |
| Rep | 就证券提供意见 | 2011-10-21 | 2015-03-07 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-04-28 | 2015-03-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-04-28 | 2014-04-10 |