| FIRST SHANGHAI FUTURES LIMITED | Rep | 期货合约交易 | 2013-03-18 | 2018-10-31 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2013-03-18 | 2018-10-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2012-07-13 | 2012-12-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2012-07-13 | 2012-12-15 |
| Rep | 杠杆式外汇交易 | 2012-03-15 | 2012-12-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-06-10 | 2012-12-15 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-05-26 | 2012-12-15 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期货合约提供意见 | 2011-03-23 | 2011-06-24 |
| Rep | 就证券提供意见 | 2011-03-23 | 2011-06-24 |
| Rep | 提供资产管理 | 2011-03-23 | 2011-06-24 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2011-03-23 | 2011-06-24 |
| Rep | 就证券提供意见 | 2011-03-23 | 2011-06-24 |
| Rep | 提供资产管理 | 2011-03-23 | 2011-06-24 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就证券提供意见 | 2011-03-23 | 2011-06-24 |
| Rep | 提供资产管理 | 2011-03-23 | 2011-06-24 |
| Rep | 证券交易 | 2011-03-23 | 2011-06-24 |