| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2021-04-01 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2021-04-01 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-04-15 | 2021-03-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-05-14 | 2021-03-23 |
| NATIONAL RESOURCES SECURITIES LIMITED | Rep | 证券交易 | 2006-11-03 | 2007-05-01 |