Chong, Sze Wai 莊思偉 Hong Kong SFC License Details (ID 82146)

Chong, Sze Wai 莊思偉 Hong Kong SFC License Details (ID 82146)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	证券交易	2014-03-17	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2014-03-17	-
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-10-29	2014-01-23
GOLDEN MOUNTAIN FINANCIAL LIMITED	Rep	期货合约交易	2013-04-15	2013-09-20
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2012-10-18	2012-11-19
WING FUNG SECURITIES LIMITED	Rep	证券交易	2012-10-18	2012-11-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2010-04-15	2012-09-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2010-04-15	2012-09-29
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	期货合约交易	2010-01-25	2011-05-03
	Rep	证券交易	2010-01-25	2011-05-03
KGI ASIA LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-06-03
	Rep	就证券提供意见	2003-04-01	2003-06-03
	Rep	提供资产管理	2003-04-01	2003-06-03
	Rep	证券交易	2003-04-01	2003-06-03
KGI FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2003-04-01	2003-06-03
	Rep	提供资产管理	2003-04-01	2003-06-03
	Rep	期货合约交易	2003-04-01	2003-06-03