| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-10-15 | - |
| CMB International Securities Limited | Rep | 证券交易 | 2021-10-15 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2012-07-26 | 2021-03-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2012-07-26 | 2019-10-17 |
| Rep | 证券交易 | 2012-07-26 | 2021-03-05 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2008-09-05 | 2012-03-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-09-05 | 2012-03-29 |
| Rep | 杠杆式外汇交易 | 2008-09-05 | 2012-03-29 |