| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2021-05-05 | - |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2021-05-05 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2003-07-25 | 2021-03-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-23 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-23 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-23 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-23 | |
| Rep | 证券交易 | 2003-04-01 | 2021-03-29 |