| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HALCYON SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-04-02 | - |
| RO | 期货合约交易 | 2013-09-12 | - | |
| Rep | 证券交易 | 2013-05-27 | - | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 证券交易 | 2011-11-07 | 2013-05-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2011-07-19 | 2013-05-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2007-06-18 | 2013-05-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-06-18 | 2013-05-22 |